The Haywood Securities, Inc website has not been approved by an authorised person for the purposes of section 21 of the UK's Financial Services and Markets Act 2000 (“FSMA”).
Accordingly, the Haywood Securities, Inc website is directed only at persons falling within one of the exemptions to section 21 FSMA:
| ||(a) ||authorised firms under FSMA and certain other investment professionals falling within article 19 of the FSMA (Financial Promotion) Order, (the “FPO”) and their directors, officers and employees acting for such entities in relation to investment; |
| ||(b) ||high net worth entities falling within article 49 FPO and their directors, officers and employees acting for such entities in relation to investment; and |
| ||(c) ||persons who use this website outside the United Kingdom. |
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No person falling outside those categories should treat this website as constituting a promotion to him, or act on it for any purposes whatever.
However, you have the benefit of rights designed to protect investors under the applicable Canadian provincial securities laws. In particular, you will have the benefit of the following Canadian protections:
| ||(a) ||the right to claim through the Canadian Investor Protection Fund (a brochure explaining how this Fund works is attached); |
| ||(b) ||in the event of a dispute not exceeding $100,000, access to the arbitration procedures of the Investment Dealers Association; and |
| ||(c) ||the Investment Dealers Association and Market Regulation Services Inc. are the recognized Canadian self regulatory organizations who hold regulatory jurisdiction over Haywood Securities Inc. Therefore, Haywood Securities Inc. UK clients are afforded the same strict protection under these SRO requirements as are Canadian clients; |
| ||(d) ||the Haywood Securities Inc. registration as an investment dealer in Canada is in good standing with the applicable Canadian Securities Commissions |