The Haywood Securities Inc. website has not been approved by an authorised person for the purposes of section 21 of the UK's Financial Services and Markets Act 2000 (“FSMA”). Therefore, the Haywood Securities website is directed only at persons falling within one of the exemptions to section 21 FSMA:
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(a) |
Authorised firms under FSMA and certain other investment professionals falling within article 19 of the FSMA (Financial Promotion) Order, (the “FPO”) and their directors, officers and employees acting for such entities in relation to investment; |
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(b) |
High net worth entities falling within article 49 FPO and their directors, officers and employees acting for such entities in relation to investment; |
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(c) |
Persons who use this website outside the United Kingdom; and |
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(d) |
Other persons, such as previous overseas customers of Haywood Securities Inc. to whom it may lawfully be communicated. |
No person falling outside those categories should treat this website as constituting a promotion to him, or act on it for any purposes.
Although UK protections under FSMA will not apply, Haywood Securities is subject to securities legislation designed to protect investors under the applicable Canadian provincial securities laws. Haywood Securities is also a member of the Canadian Investor Protection Fund (“CIPF”) which is authorized to provide protection within prescribed limits to eligible clients of Haywood Securities suffering losses, if eligible client property comprising securities, cash and other property held by the firm is unavailable because of the insolvency of the firm. Please see the CIPF brochure at Client Notices and Agreements.